Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
John Fiore is a financial advisor working out of Greenwich, Connecticut who has 4 years of industry experience. Fiore is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at J.P. Morgan Securities LLC, Jpmorgan Chase Bank Na, Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Fiore maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Connecticut and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm that has its headquarters in New York, NY. The investment advisory business has offices in 3,372 locations and a total of 36,687 financial advisors. It controls $1 trillion in assets between its 2,864,234 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The company performs a broad array of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules usually are based on which services the firm provides the client. However, fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.
Certifications and Registrations
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
John Fiore Work History
John has been registered as a financial advisor for 4 years.*
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
J.P. Morgan Securities LLC
Jpmorgan Chase Bank Na
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of John Fiore to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Fort Lauderdale, FL
Newport Beach, CA
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact firstname.lastname@example.org.
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