Kathryn
Dennen
Compass Financial Management LLC
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About this Advisor
Kathryn Dennen is a financial advisor based in Oxford, Connecticut, with a total of 3 years of industry experience. Dennen is an employee of Compass Financial Management LLC. Throughout their career, Dennen has worked at Waterbury Symphony Orchestra, Metlife Securities Inc, Jackson National Life Ins, Nylife Securities LLC, New York Life Insurance Company, Lincoln Investment LLC, United Planners' Financial Services Of America A Limited Partner, Compass Financial Management LLC and Capital Analysts. Dennen maintains Series 63 and Series 66 licenses, designating them as a securities broker, and can operate in Connecticut. Compass Financial Management LLC is a firm that has its headquarters in Tampa, FL. The firm has offices in eight locations and a total of 16 advisors. It handles $264 million in assets under management between its 1,294 customer accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. Of its 1,294 customer accounts, just 12% are held by high-net-worth individuals who have at least $1 million in assets available to invest. The business has a few services, such as portfolio management for individuals and small businesses and pension consulting services. A financial advisor's fees largely vary depending on which service is provided. However, fee types charged by Compass Financial Management LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Compass Financial Management LLC Brokerage Details
$263,643,489
16
1,294
$203,743
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Kathryn Dennen Work History
Kathryn has been registered as a financial advisor for 3 years.*
Compass Financial Management LLC
United Planners' Financial Services Of America A Limited Partner
Capital Analysts
Lincoln Investment LLC
Jackson National Life Ins
Nylife Securities LLC
New York Life Insurance Company
Metlife Securities Inc
Waterbury Symphony Orchestra
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kathryn Dennen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Compass Financial Management LLC
Minneapolis, MN
Lutz, FL
Jacksonville, FL
Oxford, CT
New York, NY
Tampa, FL
Oxford, CT
Allen, TX
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