Mark
Rich

Procyon Advisors, LLC

CRD#6560003
Investment Advisor
in Shelton, CT

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About this Advisor

Mark Rich is a certified financial planner who works out of Shelton, Connecticut with a total of 6 years of industry experience. Rich is an employee of Procyon Advisors, LLC. Over the course of their career, Rich has held roles at Procyon Private Wealth Partners, LLC, The Virtus Group, Strategic Retirement Partners, Follett Higher Education Group, Full Time Student and Procyon Institutional Partners, LLC. Rich has a Series 65 license, designating them as an investment advisor representative, and can operate in Connecticut. Procyon Advisors, LLC is a financial advisory firm operating out of Shelton, CT. It has offices in six locations and a total of 37 advisors. It controls $5 billion in assets across its 3,330 client accounts, placing it among the largest firms in the United States by assets under management. Of its 3,330 client accounts, 25% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Procyon Advisors, LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial management fees usually are based on which services the firm provides the client. However, fees billed by Procyon Advisors, LLC can include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1 Corporate Drive Suite 225
Shelton, CT 06484

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Procyon Advisors, LLC Brokerage Details

Total Assets Under Management

$4,940,000,000

CT Average: $5,297,377,271
Total Number of Employees

37

CT Average: 35
Total Number of Accounts

3,330

CT Average: 690
Average Account Size

$1,483,483

CT Average: $7,677,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Mark Rich Work History

Mark has been registered as a financial advisor for 6 years.*

2019 - Present (5 years)

Procyon Institutional Partners, LLC

2017 - Present (7 years)

Procyon Private Wealth Partners, LLC

2017 - 2017 (< 1 year)

Strategic Retirement Partners

2015 - 2017 (2 years)

The Virtus Group

2013 - 2017 (4 years)

Follett Higher Education Group

2007 - 2013 (6 years)

Full Time Student

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Mark Rich to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Procyon Advisors, LLC

Michael Desmond
Shelton, CT
Robert Alimena
Melville, NY
Richard Appaluccio
Little Falls, NJ
Marissa Schneider
Shelton, CT
Jake Mccarthy
Shelton, CT
Thomas Leffel
Shelton, CT
Michael Herbert
Shelton, CT
Zoltan Pongracz
Shelton, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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