Michael
Otterson
3D/L Capital Management, LLC
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About this Advisor
Michael Otterson is a financial advisor working in Hartford, Connecticut with a total of 2 years of relevant experience. Otterson currently works for 3D/L Capital Management, LLC. Their career trajectory has included roles at Auric Solar, Unemployed/Looking For Work, Fidelity Brokerage Services, LLC, Fidelity Personal And Workplace Advisors, Pogson & Matt Wealth Management Group, LLC, 3D Asset Management, Inc, 3D/L Capital Management, LLC, Transamerica Investors Securities Corporation and Transamerica Retirement Solutions. Otterson maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and is registered to work in Utah. 3D/L Capital Management, LLC is a firm operating out of Hartford, CT. The investment advisory business has offices in six locations and a total of 14 advisors. It controls $574 million in assets under management among its 1,422 accounts, making it one of the bigger financial advisory firms in the nation by assets under management. The firm advises 11 charities and foundations. Of its 1,422 client accounts, just 10% are associated with high-net-worth clients who have greater than $1 million in assets. 3D/L Capital Management, LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and other services. Financial advisory fee schedules vary depending on the type of services. Fee types billed by 3D/L Capital Management, LLC most likely include asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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3D/L Capital Management, LLC Brokerage Details
$574,113,231
14
1,422
$403,736
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Other
Michael Otterson Work History
Michael has been registered as a financial advisor for 2 years.*
3D/L Capital Management, LLC
3D Asset Management, Inc
Pogson & Matt Wealth Management Group, LLC
Unemployed/Looking For Work
Fidelity Brokerage Services, LLC
Fidelity Personal And Workplace Advisors
Auric Solar
Transamerica Investors Securities Corporation
Transamerica Retirement Solutions
Fidelity Brokerage Services, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Michael Otterson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at 3D/L Capital Management, LLC
Hartford, CT
Colorado Springs, CO
Hartford, CT
Hartford, CT
Hartford, CT
Hartford, CT
Hartford, CT
Hartford, CT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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