Nicola
Graham
Sovereign Financial Group, Inc
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About this Advisor
Nicola Graham is a financial advisor based in Stamford, Connecticut with a total of 1 year of industry experience. Graham is an advisor for Sovereign Financial Group, Inc. Throughout their career, Graham has worked at Sovereign Financial Group, Inc, Pratt And Whitney (Raytheon Technologies), Ahlstrom Nonwoven and Pratt And Whitney. Graham has a Series 65 license, qualifying them as an investment advisor representative, and is able to serve investors in Connecticut. Sovereign Financial Group, Inc is a financial advisory company that has its headquarters in Stamford, CT. The company has offices in 12 locations and a total of 21 financial advisors. It handles $600 million in assets under management between its 2,525 accounts, placing it among the bigger financial advisory firms in the United States by assets under management. The firm provides financial advice to six charities and foundations. Of its 2,525 client accounts, 19% are held by high-net-worth investors who have at least $1 million in assets available to invest. The advisory firm has a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors depend on which services the firm provides the client. Fees charged by Sovereign Financial Group, Inc likely include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sovereign Financial Group, Inc Brokerage Details
$599,464,093
21
2,525
$237,412
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Nicola Graham Work History
Nicola has been registered as a financial advisor for 1 years.*
Sovereign Financial Group, Inc
Pratt And Whitney (Raytheon Technologies)
Ahlstrom Nonwoven
Pratt And Whitney
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicola Graham to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sovereign Financial Group, Inc
Colorado Springs, CO
Omaha, NE
Hudson, NY
Morrisville, PA
Stamford, CT
Stamford, CT
Smithtown, NY
Wethersfield, CT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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