Patricia
Walsh

Stifel, Nicolaus & Company, Inc

CRD#1526824
Investment Advisor
in Madison, CT

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About this Advisor

Patricia Walsh is a financial advisor working in Madison, Connecticut who has 11 years of industry experience. Walsh is currently employed by Stifel, Nicolaus & Company, Inc. They have spent their whole employment at Stifel, Nicolaus & Company, Inc. Walsh holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to operate in California, Connecticut and Texas. Stifel, Nicolaus & Company, Inc is a business that has its headquarters in Saint Louis, MO. The firm has offices in 459 locations and a total of 6,729 employees. It administers $133 billion in total assets between its 334,814 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises 1,312 charitable organizations. Of its 334,814 accounts, 24% belong to high-net-worth clients who have more than $1 million in investable assets. Stifel, Nicolaus & Company, Inc offers a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on the type of services provided. Fee types billed by Stifel, Nicolaus & Company, Inc most likely include any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

64 Wall Street Suite 100
Madison, CT 06443

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

CT Average: $11,469,110,461
Total Number of Employees

6,729

CT Average: 458
Total Number of Accounts

334,814

CT Average: 33,415
Average Account Size

$395,894

CT Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Patricia Walsh Work History

Patricia has been registered as a financial advisor for 11 years.*

2012 - Present (12 years)

Stifel Nicolaus & Co Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Patricia Walsh to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Michael Dammert
Covington, KY
Scott Englehardt
Atlanta, GA
Eleanor Jordan
Austin, TX
Cynthia Touchton
Clearwater, FL
Anthony Miller
Gainesville, GA
James Carps
Akron, OH
Nicole Hansen
Bellevue, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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