Oppenheimer + Close, LLC

Investment Advisor
in Lakeville, CT

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About this Advisor

Philip Oppenheimer is a financial advisor who works in Lakeville, Connecticut who has 2 years of relevant experience. Oppenheimer is on the advisory team at Oppenheimer + Close, LLC. Throughout their career, Oppenheimer has worked at Oppenheimer + Close, LLC and Oppenheimer & Close, Inc. Oppenheimer holds a Series 63 license, certifying them as a securities broker, and is able to operate in New York. Oppenheimer + Close, LLC is a financial advisory company operating out of New York, NY. It handles $80 million in assets under management among its 127 customer accounts, placing it among the smaller financial advisory firms in the nation by assets under management. Of its 127 accounts, 41% belong to high-net-worth clients who have at least $1 million in assets available to invest. Oppenheimer + Close, LLC performs a few services, such as financial planning services and portfolio management for individuals and small businesses. Fees for financial advisory services vary depending on which services are provided. Fee types charged by Oppenheimer + Close, LLC likely consist of any combination of asset-based, hourly and performance-based fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Hourly Charges, Performance-based Fees

Office Location

17 Juniper Ledge Lane
Lakeville, CT 06039

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Oppenheimer + Close, LLC Brokerage Details

Total Assets Under Management


CT Average: $7,464,549,021
Total Number of Employees


CT Average: 88
Total Number of Accounts


CT Average: 3,892
Average Account Size


CT Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Philip Oppenheimer Work History

Philip has been registered as a financial advisor for 2 years.*

2013 - Present (10 years)

Oppenheimer + Close, LLC

1984 - 2013 (29 years)

Oppenheimer & Close, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Philip Oppenheimer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Oppenheimer + Close, LLC

Stephen Farrell
New York, NY
Mark Close
New York, NY
John Koller
Arlington, VT
Carl Oppenheimer
New York, NY
Philip Oppenheimer
Lakeville, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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