Rebecca
Rice

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6752319
Investment Advisor
in Mystic, CT

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About this Advisor

Rebecca Rice is a financial advisor working out of Mystic, Connecticut who has 5 years of relevant experience. Rice is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, Rice has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Visionit. Rice maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Connecticut and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company based out of New York, NY. The company has offices in 3,372 locations and a total of 36,687 people on staff. It handles $1 trillion in assets across its 2,864,234 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves 4,459 charitable organizations. Of its 2,864,234 client accounts, 23% belong to high-net-worth individuals who have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a wide array of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management usually depend on the type of financial services. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc can be comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

27 Coogan Blvd
Mystic, CT 06355

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CT Average: $7,464,549,021
Total Number of Employees

36,687

CT Average: 88
Total Number of Accounts

2,864,234

CT Average: 3,892
Average Account Size

$381,844

CT Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Rebecca Rice Work History

Rebecca has been registered as a financial advisor for 5 years.*

2017 - Present (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2010 - 2017 (7 years)

Visionit

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rebecca Rice to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Scottsdale, AZ
Anthony Bushman
Rochester, MN
Thomas Theodore
Lincoln, RI
Roger Glasgow
Chevy Chase, MD
Steven Crate
Dallas, TX
Paul Michael Reyes
Oak Brook, IL
Daniel Montesinos
West Jordan, UT
Louise Burke
Washington, DC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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