Samuel
Broom

Sprott Asset Management Usa Inc

CRD#6620961
Investment Advisor
in Darien, CT

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About this Advisor

Samuel Broom is a financial advisor based in Darien, Connecticut, working with Sprott Asset Management Usa Inc. Samuel has previously held positions at Sprott Global Resource Investments LTD and Psm. Samuel has passed the Series 66 regulatory exam and is registered to provide services in California. Currently, Samuel is part of Sprott Asset Management Usa Inc, which operates out of Darien, Connecticut. The firm has 2 offices and 57 employees. The firm manages assets totaling $4.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at Sprott Asset Management Usa Inc includes asset-based and performance-based fees.

Certifications and Registrations

Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

320 Post Road Suite 230
Darien, CT 06820

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Sprott Asset Management Usa Inc Brokerage Details

Total Assets Under Management

$4,600,551,307

CT Average: $5,297,377,271
Total Number of Employees

57

CT Average: 35
Total Number of Accounts

2,678

CT Average: 690
Average Account Size

$1,717,906

CT Average: $7,677,358

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Samuel Broom Work History

2016 - Present (8 years)

Sprott Global Resource Investments LTD

2014 - 2016 (2 years)

N/A

2012 - 2014 (2 years)

Psm

Disclosures

Please visit the SEC profile of Samuel Broom to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sprott Asset Management Usa Inc

Ashton Tate
Darien, CT
John Barker
Darien, CT
Matthew Harrison
Toronto,
Edward Bonner
Darien, CT
Anthony Bevilaqua
Darien, CT
Andrew Castro
Carlsbad, CA
Jessica Randhawa
Darien, CT

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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