Fsc Wealth Advisors, LLC

Investment Advisor
in Waterford, CT

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Shane Clarke is a financial advisor who works out of Waterford, Connecticut with 7 years of industry experience. Clarke currently works for Fsc Wealth Advisors, LLC. Over the course of their career, they have held roles at Guardian Life Insurance Co Of America, Park Avenue Securities LLC, Fsc Wealth Advisors, LLC, Geneos Wealth Management Inc and Next Financial Group. Clarke has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to serve investors in Connecticut. Fsc Wealth Advisors, LLC is a financial advisory firm based out of Fishkill, NY. The investment advisory business has offices in two locations and a total of six financial advisors. It handles $221 million in assets under management among its 1,933 client accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. Of its 1,933 client accounts, just 2% are held by high-net-worth investors who have more than $1 million in investable assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and educational seminars. Fees charged by financial advisors usually depend on which services are offered. However, fees billed by Fsc Wealth Advisors, LLC most likely include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

711 Broad Street Ext
Waterford, CT 06385

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Fsc Wealth Advisors, LLC Brokerage Details

Total Assets Under Management


CT Average: $7,464,549,021
Total Number of Employees


CT Average: 88
Total Number of Accounts


CT Average: 3,892
Average Account Size


CT Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Educational seminars/workshops

Shane Clarke Work History

Shane has been registered as a financial advisor for 7 years.*

2021 - Present (3 years)

Geneos Wealth Management Inc

2016 - Present (8 years)

Fsc Wealth Advisors, LLC

2016 - 2021 (5 years)

Next Financial Group

2012 - 2016 (4 years)

Guardian Life Insurance Co Of America

2012 - 2016 (4 years)

Park Avenue Securities LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Shane Clarke to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fsc Wealth Advisors, LLC

James Comblo
Fishkill, NY
Elizabeth Tatis
Fishkill, NY
Shane Clarke
Waterford, CT
Warren Kaufman
Fishkill, NY
Jeffrey Scott
Fishkill, NY
Neal Miller
Oneonta, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started