Jay
Middleton
Lokken Investment Group, LLC
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About this Advisor
Jay Middleton is a chartered financial consultant working in Lewes, Delaware who has 3 years of relevant experience. Middleton is currently employed by Lokken Investment Group, LLC. Over the course of their career, Middleton has held roles at 1 North Wealth Services, LLC, Lokken Investment Group, LLC and Ocean View Advisory. Middleton has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Delaware and Maryland. Lokken Investment Group, LLC is an advisory business that has its headquarters in Lewes, DE. The firm has just five advisors. It controls $236 million in assets across its 1,096 customer accounts, making it one of the mid-sized firms in the United States by assets under management. The firm serves six charities and foundations. Of its 1,096 accounts, 16% belong to high-net-worth individuals who have more than $1 million in assets available to invest. Lokken Investment Group, LLC has a few services, such as financial planning services, portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. Fees for financial advice largely are based on which service is offered. Fees charged by Lokken Investment Group, LLC likely include any combination of asset-based, hourly, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lokken Investment Group, LLC Brokerage Details
$235,822,674
5
1,096
$215,167
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
Jay Middleton Work History
Jay has been registered as a financial advisor for 3 years.*
Lokken Investment Group, LLC
Ocean View Advisory
1 North Wealth Services, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jay Middleton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lokken Investment Group, LLC
Lewes, DE
Lewes, DE
Lewes, DE
Lewes, DE
Lewes, DE
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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