Ryan
Filiaggi

Sgl Financial, LLC

CRD#5060129
Investment Advisor
in Lewes, DE

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About this Advisor

Ryan Filiaggi is a financial advisor based in Lewes, Delaware, working with Sgl Financial, LLC. Ryan has previously held positions at Sovereign Bank, Santander Securities, LLC, Citizens Bank, Citizens Securities, Inc, Citizens Securities Inc, Newbridge Securities Corporation, Innovation Partners LLC, Ip Financial Advisory Services LLC, and Sgl Financial, LLC. Ryan has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in New Jersey. Currently, Ryan is part of Sgl Financial, LLC, which operates out of Lewes, Delaware. The firm has 6 offices and 19 employees. The firm manages assets totaling $214.0 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Sgl Financial, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

17527 Nassau Commons Blve
Lewes, DE 19958

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Sgl Financial, LLC Brokerage Details

Total Assets Under Management

$214,042,234

DE Average: $6,674,516,078
Total Number of Employees

19

DE Average: 44
Total Number of Accounts

1,524

DE Average: 2,564
Average Account Size

$140,448

DE Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Ryan Filiaggi Work History

2024 - Present (0 year)

Sgl Financial, LLC

2020 - Present (4 years)

Innovation Partners LLC

2020 - Present (4 years)

Ip Financial Advisory Services LLC

2018 - 2020 (2 years)

Newbridge Securities Corporation

2017 - 2018 (1 year)

Citizens Securities Inc

2017 - 2018 (1 year)

Citizens Bank

2015 - 2017 (2 years)

Citizens Bank

2015 - 2017 (2 years)

Citizens Securities, Inc

2012 - 2015 (3 years)

Sovereign Bank

2012 - 2015 (3 years)

Santander Securities, LLC

Disclosures

Please visit the SEC profile of Ryan Filiaggi to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sgl Financial, LLC

Steven Thomas
Buffalo Grove, IL
Martin Kohlieber
Buffalo Grove, IL
Daniel Fitzgerald
Buffalo Grove, IL
Jennifer Eberwein
Buffalo Grove, IL
Ryan Filiaggi
Lewes, DE
Dylan Cowen
Buffalo Grove, IL
Bryan Stiger
Buffalo Grove, IL
Robert Eisenberg
Buffalo Grove, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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