Vincent
Ratliff
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Vincent Ratliff is a financial advisor operating out of Rockville, Maryland, who has 1 year of relevant experience. Ratliff is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Ratliff has worked at State Farm Vp Management Corp, Tawana Mensah Insurance Agency, Tim Lacasse Insurance Agency, M&T Bank, M&T Securities, Pnc Investments, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Ratliff has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to work in Maryland. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company based out of New York, NY. The company has offices in 3,372 locations and a total of 36,687 employees. It controls $1 trillion in assets between its 2,864,234 accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 4,459 charitable organizations. Of its 2,864,234 accounts, 23% are held by high-net-worth investors who have at least $1 million in assets. The business offers a diverse range of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules vary depending on which services the firm provides the client. However, fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc can be comprised of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Vincent Ratliff Work History
Vincent has been registered as a financial advisor for 1 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Pnc Investments
Tim Lacasse Insurance Agency
M&T Bank
M&T Securities
State Farm Vp Management Corp
Tawana Mensah Insurance Agency
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Vincent Ratliff to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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