Andre
Baracat

Hsbc Securities (Usa) Inc

CRD#6577958
Investment Advisor
in Miami, FL

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About this Advisor

Andre Baracat is a financial advisor based out of Miami, Florida who has 7 years of industry experience. Baracat is an advisor for Hsbc Securities (Usa) Inc. The advisor has gained experience at Hsbc Bank, Hsbc Bank Brasil, Fundacao Getulio Vargas and Hsbc Securities Usa Inc. Baracat holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in Florida. Hsbc Securities (Usa) Inc is a company based out of New York, NY. The firm has offices in 60 locations and a total of 510 people on staff. It administers $3 billion in assets under management between its 13,225 accounts, placing it among the biggest firms in the United States by assets under management. Of its 13,225 customer accounts, 25% are held by high-net-worth investors who have greater than $1 million in investable assets. The business performs a number of services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees for financial management are based on the type of financial services. Fee types billed by Hsbc Securities (Usa) Inc likely consist of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

1441 Brickell Avenue, 16Th Floor
Miami, FL 33131

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$2,818,810,644

FL Average: $7,464,549,021
Total Number of Employees

510

FL Average: 88
Total Number of Accounts

13,225

FL Average: 3,892
Average Account Size

$213,143

FL Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Andre Baracat Work History

Andre has been registered as a financial advisor for 7 years.*

2015 - Present (9 years)

Hsbc Bank

2015 - Present (9 years)

Hsbc Securities Usa Inc

2013 - 2015 (2 years)

Hsbc Bank Brasil

2012 - 2013 (1 year)

Hsbc Bank Brasil

2009 - 2013 (4 years)

Fundacao Getulio Vargas

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Andre Baracat to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Raymond Steele
Chatham, NJ
Robert Garomo
Brooklyn, NY
Thuc Tran
Beverly Hills, CA
Ricardo Ramirez
Beverly Hills, CA
Emily Lin
Arcadia, CA
Keith Smith
Depew, NY
Angela Carracino
Forest Hills, NY
Matthew Lum
San Francisco, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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