Brett
Mccarthy

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4046670
Investment Advisor
in Bonita Springs, FL
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About this Advisor

Brett Mccarthy is a financial advisor based in Bonita Springs, Florida, who has been in the industry for 10 years. Mccarthy is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Banc Of America Investment Services, Inc, Banc Of America Insurance Services, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Mccarthy holds Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to work in Florida, North Carolina and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment firm based in Bonita Springs, Florida. The company has offices in 2,958 locations and a total of 40,146 employees. It oversees $820 billion in assets between its 2,272,151 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides services to 4,667 charities and foundations. Of its 2,272,151 client accounts, just 3% belong to high-net-worth clients who have greater than $1 million in assets. The business performs a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advisory services are based on which services are offered. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

3451 Bonita Bay Blvd
Bonita Springs, FL 34134

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

FL Average: $7,464,549,021
Total Number of Employees

41,217

FL Average: 88
Total Number of Accounts

2,472,247

FL Average: 3,892
Average Account Size

$322,494

FL Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Brett Mccarthy Work History

Brett has 10 years of experience.

2011 - Present (8 years)

Bank Of America, N.A

2009 - Present (10 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2008 - 2009 (1 year)

Banc Of America Investment Services, Inc

2008 - 2009 (1 year)

Banc Of America Insurance Services, Inc

Disclosures

Brett Mccarthy has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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