Brian
Babcock

Horizon Wealth Advisors

CRD#4344922
Investment Advisor
in Lakewood Ranch, FL

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About this Advisor

Brian Babcock is a financial advisor working out of Lakewood Ranch, Florida who has 12 years of relevant experience. Babcock is on the advisory team at Horizon Wealth Advisors. During their career, Babcock has held roles at Horizon Wealth Advisors, LLC, Purshe Kaplan Sterling Investments and Gulf Coast Financial Network LLC. Babcock has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in Florida. Horizon Wealth Advisors is a financial advisory firm with a branch in Lakewood Ranch, Florida. The investment advisory business has offices in two locations and a total of eight employees. It has $179 million in assets under management among its 476 accounts, making it one of the mid-sized firms in the country by assets under management. Of its 476 client accounts, just 12% belong to high-net-worth investors who have more than $1 million in assets available to invest. The firm provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Fees for financial management are based on which service is provided. However, fee types billed by Horizon Wealth Advisors most likely include any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

Lakewood Ranch, FL

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Horizon Wealth Advisors Brokerage Details

Total Assets Under Management

$178,719,554

Total Number of Employees

8

Total Number of Accounts

476

Average Account Size

$375,461

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Brian Babcock Work History

Brian has been registered as a financial advisor for 12 years.*

2011 - Present (13 years)

Horizon Wealth Advisors, LLC

2011 - Present (13 years)

Purshe Kaplan Sterling Investments

2007 - Present (17 years)

Gulf Coast Financial Network LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brian Babcock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Horizon Wealth Advisors

Dwight Pendola
Lakewood Ranch, FL
Jeremy Smith
Lakewood Ranch, FL
John Ploschek
Lakewood Ranch, FL
Elizabeth Wilson
Lakewood Ranch, FL
Nicholas Drizos
Bradenton, FL
Brian Babcock
Lakewood Ranch, FL
Michael Ferro
Lakewood Ranch, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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