Charles
Ruddy

Royal Alliance Associates, Inc

CRD#5648023
Investment Advisor
in Boca Raton, FL

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About this Advisor

Charles Ruddy is a financial advisor who works out of Boca Raton, Florida with a total of 5 years of relevant experience. Ruddy works at Royal Alliance Associates, Inc. The advisor has gained experience at Jhfn Sii and Royal Alliance Associates, Inc. Ruddy holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in Florida. Royal Alliance Associates, Inc is a financial advisory company that has its headquarters in Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 people on staff. It has $30 billion in assets across its 149,233 client accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 191 charitable organizations. Of its 149,233 client accounts, just 11% are associated with high-net-worth investors who have more than $1 million in investable assets. Royal Alliance Associates, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules usually vary depending on which service is provided. Fees billed by Royal Alliance Associates, Inc likely consist of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

7700 W. Camino Real Suite 300
Boca Raton, FL 33433

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

FL Average: $10,121,009,343
Total Number of Employees

3,704

FL Average: 92
Total Number of Accounts

149,233

FL Average: 6,978
Average Account Size

$197,920

FL Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Charles Ruddy Work History

Charles has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Royal Alliance Associates, Inc

2012 - 2018 (6 years)

Jhfn Sii

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Charles Ruddy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Grant Hartwell
Torrance, CA
Pegge Barrier
Saint Petersburg, FL
Amanda Johnson
Spokane, WA
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Noah Buehner
Fort Wayne, IN
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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