Thomas
Wagaman
Royal Alliance Associates, Inc
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About this Advisor
Thomas Wagaman is a financial advisor based out of Mc Lean, Virginia. Wagaman is an employee of Royal Alliance Associates, Inc. Throughout their career, Wagaman has worked at Cassaday & Company, Inc, Georgetown Insurance Service, Inc, Unemployed - Looking For Job, La Piazza, College - Radford University, La Piazza & Carmen'S Seafood, Jk Moving Company, James Madison High School and Royal Alliance Associates, Inc. Wagaman holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to serve investors in Virginia. Royal Alliance Associates, Inc is a registered investment company based out of Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 people on staff. It handles $30 billion in total assets between its 149,233 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 191 charitable organizations. Of its 149,233 client accounts, just 11% are held by high-net-worth individuals who have at least $1 million in investable assets. Royal Alliance Associates, Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services largely vary depending on which service is offered. Fee types billed by Royal Alliance Associates, Inc can be comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Royal Alliance Associates, Inc Brokerage Details
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$29,536,149,674
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
3,704
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149,233
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$197,920
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Thomas Wagaman Work History
Thomas has been registered as a financial advisor for 0 years.*
Royal Alliance Associates, Inc
Cassaday & Company, Inc
Georgetown Insurance Service, Inc
Unemployed - Looking For Job
La Piazza
College - Radford University
La Piazza & Carmen'S Seafood
College - Radford University
La Piazza
College - Radford University
Jk Moving Company
College - Radford University
James Madison High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Wagaman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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