Ena
Lopez Rodriguez
Hsbc Securities (Usa) Inc
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About this Advisor
Ena Lopez Rodriguez is a financial advisor based in Miami, Florida who has 1 year of relevant experience. Lopez Rodriguez is an employee of Hsbc Securities (Usa) Inc. During their career, the advisor has held roles at Hsbc Bank Usa, Citibank Na, Citi International Financial Services LLC, Hsbc Securities (Usa) Inc, Hsbc Bank Usa, N.A and Citigroup Global Markets Inc. Lopez Rodriguez has Series 63 and Series 66 licenses, certifying them as a securities agent, and is able to advise clients in Florida. Hsbc Securities (Usa) Inc is an advisory company based in New York, NY. The firm has offices in 60 locations and a total of 510 people on staff. It has $3 billion in assets across its 13,225 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management. Of its 13,225 client accounts, 25% are held by high-net-worth individuals who have more than $1 million in assets. Hsbc Securities (Usa) Inc performs a diverse set of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. A financial advisor's fee schedules largely vary depending on which services the firm provides the client. However, fees charged by Hsbc Securities (Usa) Inc likely include some combination of asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hsbc Securities (Usa) Inc Brokerage Details
$2,818,810,644
510
13,225
$213,143
Investment Advisory Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Ena Lopez Rodriguez Work History
Ena has been registered as a financial advisor for 1 years.*
Hsbc Securities (Usa) Inc
Hsbc Bank Usa, N.A
Citibank Na
Citi International Financial Services LLC
Citigroup Global Markets Inc
Hsbc Securities (Usa) Inc
Hsbc Bank Usa
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ena Lopez Rodriguez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hsbc Securities (Usa) Inc
New York, NY
Miami, FL
Irvine, CA
Beverly Hills, CA
San Francisco, CA
Depew, NY
Forest Hills, NY
New Hyde Park, NY
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