Richard
Brennan
Hsbc Securities (Usa) Inc
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About this Advisor
Richard Brennan is a financial advisor based in Scarsdale, New York, working with Hsbc Securities (Usa) Inc. Richard has previously held positions at Lincoln Financial Securities Corp, Summit Insurance Services, State Farm, Jp Morgan Securities LLC, Jp Morgan Chase Bank, Ups, Ubs Financial Services, Hsbc Bank Usa National Association, and Hsbc Securities (Usa) Inc. Richard has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in New Jersey and New York. Currently, Richard is part of Hsbc Securities (Usa) Inc, which operates out of Scarsdale, New York. The firm has 62 offices and 507 employees. The firm manages assets totaling $3.0 billion and serves high-net-worth clients. The services offered by the firm include portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and other services. The fee structure at Hsbc Securities (Usa) Inc includes asset-based, fixed, and performance-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Hsbc Securities (Usa) Inc Brokerage Details
$3,020,458,399
507
12,389
$243,802
Investment Advisory Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Richard Brennan Work History
Hsbc Bank Usa National Association
Hsbc Securities (Usa) Inc
Ubs Financial Services
Jp Morgan Securities LLC
Jp Morgan Chase Bank
Lincoln Financial Securities Corp
Summit Insurance Services
State Farm
Ups
Disclosures
Please visit the SEC profile of Richard Brennan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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