Richard
Brennan
Hsbc Securities (Usa) Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Richard Brennan is a financial advisor based in Scarsdale, New York, working with Hsbc Securities (Usa) Inc. Richard has previously held positions at Lincoln Financial Securities Corp, Summit Insurance Services, State Farm, Jp Morgan Securities LLC, Jp Morgan Chase Bank, Ups, Ubs Financial Services, Hsbc Bank Usa National Association, and Hsbc Securities (Usa) Inc. Richard has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in New Jersey and New York. Currently, Richard is part of Hsbc Securities (Usa) Inc, which operates out of Scarsdale, New York. The firm has 62 offices and 507 employees. The firm manages assets totaling $3.0 billion and serves high-net-worth clients. The services offered by the firm include portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and other services. The fee structure at Hsbc Securities (Usa) Inc includes asset-based, fixed, and performance-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Hsbc Securities (Usa) Inc Brokerage Details
$3,020,458,399
507
12,389
$243,802
Investment Advisory Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Richard Brennan Work History
Hsbc Bank Usa National Association
Hsbc Securities (Usa) Inc
Ubs Financial Services
Jp Morgan Securities LLC
Jp Morgan Chase Bank
Lincoln Financial Securities Corp
Summit Insurance Services
State Farm
Ups
Disclosures
Please visit the SEC profile of Richard Brennan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hsbc Securities (Usa) Inc
New Hyde Park, NY
Cupertino, CA
New York, NY
New York, NY
New York, NY
Bellevue, WA
New York, NY
Arcadia, CA
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
