Herbert
Pontzer
Client 1St Advisory Group
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About this Advisor
Herbert Pontzer is a certified financial planner operating in Clearwater, Florida with 2 years of relevant experience. Pontzer currently works for Client 1St Advisory Group. Pontzer has gained experience at Bd Advisor Consultants, Inc, Client 1St Advisory Group LLC, Ceros Financial Services Inc, Somerset Securities, Inc, Abd Retirement Services, Inc, Lifesci Capital, Idx Markets, LLC, Lifesci Index Partners, Maxwellfort Investments, Lp, Global Financial Private Capital, LLC and Ceros Financial Services, Inc. Pontzer maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Florida. Client 1St Advisory Group is a registered investment company operating out of Clearwater, FL. The company has offices in two locations and a total of six people on staff. It has $292 million in assets under management across its 314 customer accounts, placing it among the mid-sized firms in the country by assets under management. The firm advises two charitable organizations. Of its 314 accounts, 28% belong to high-net-worth individuals who have greater than $1 million in assets. Client 1St Advisory Group performs a few services, such as financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Financial advisory fee schedules largely vary depending on the financial services. However, fees charged by Client 1St Advisory Group most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Client 1St Advisory Group Brokerage Details
$292,050,912
6
314
$930,098
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
Herbert Pontzer Work History
Herbert has been registered as a financial advisor for 2 years.*
Global Financial Private Capital, LLC
Ceros Financial Services, Inc
Bd Advisor Consultants, Inc
Maxwellfort Investments, Lp
Client 1St Advisory Group LLC
Somerset Securities, Inc
Abd Retirement Services, Inc
Lifesci Capital
Idx Markets, LLC
Lifesci Index Partners
Ceros Financial Services Inc
Client 1St Advisory Group LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Herbert Pontzer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Client 1St Advisory Group
Clearwater, FL
Vero Beach, FL
Hattiesburg, MS
Clearwater, FL
Clearwater, FL
Clearwater, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
