Mario
Martinez

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6144561
Investment Advisor
in Fort Lauderdale, FL

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About this Advisor

Mario Martinez is a financial advisor working out of Fort Lauderdale, Florida, who has 8 years of industry experience. Martinez is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Axa Advisors, LLC, Bank Of America, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc, 7A Media and Process Design & Development LLC. Martinez holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Florida and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business that has its headquarters in New York, NY. The company has offices in 3,372 locations and a total of 36,687 advisors. It handles $1 trillion in assets across its 2,864,234 client accounts, making it one of the largest firms in the country by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 accounts, 23% are held by high-net-worth clients who have at least $1 million in assets. The business provides a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees depend on which services are provided. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely consist of any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

401 E Las Olas Blvd
Fort Lauderdale, FL 33301

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

FL Average: $7,464,549,021
Total Number of Employees

36,687

FL Average: 88
Total Number of Accounts

2,864,234

FL Average: 3,892
Average Account Size

$381,844

FL Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Mario Martinez Work History

Mario has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Bank Of America, N.A

2015 - Present (9 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2015 - 2015 (< 1 year)

7A Media

2014 - 2015 (1 year)

Process Design & Development LLC

2013 - 2014 (1 year)

Axa Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Mario Martinez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Scottsdale, AZ
Felix Gutierrez
Austin, TX
Jennifer Roensch
Vienna, VA
Ashmi Dave
New York, NY
Curtis Reynolds
Newport Beach, CA
Edgar Rosas
Fort Lee, NJ
Drew Bonner
Towson, MD
Ryan Doyle
Jacksonville, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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