Investment Advisor
in Fort Lauderdale, FL

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About this Advisor

Mikel Rosenberry is an investment advisor located in Fort Lauderdale, Florida. Currently a registered financial advisor with Spc, Rosenberry has 10 years of practice as a registered investment advisor. Rosenberry has a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Rosenberry is registered to act as a financial advisor in Florida, Louisiana, Massachusetts, New Jersey, South Carolina and Texas. Throughout their career, Rosenberry has worked at Sammons Securities Co., LLC, Spc, Gama Global Investments, LLC, Fbt Investments, Sammons Securities Company, LLC and Parkland Securities, LLC. Spc is headquartered in Fort Lauderdale, Florida, and operates out of 464 additional locations throughout the nation. As a registered investment firm, Spc oversees $5 billion in assets covering 25,865 client accounts and employs more than 705 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the United States. The firm manages 25,860 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 9% of the advisory firm's customers are high-net-worth individuals, meaning they have greater than $1 million in capital. Spc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

803 Shotgun Rd
Fort Lauderdale, FL 33326

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Spc Brokerage Details

Total Assets Under Management


FL Average: $943,424,332
Total Number of Employees


FL Average: 21
Total Number of Accounts


FL Average: 1,586
Average Account Size


FL Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Mikel Rosenberry Work History

Mikel has 10 years of experience.

2014 - Present (8 years)

Parkland Securities, LLC

2013 - Present (9 years)


2013 - 2014 (1 year)

Sammons Securities Company, LLC

2011 - 2012 (1 year)

Gama Global Investments, LLC

2011 - 2011 (< 1 year)

Fbt Investments

2010 - 2010 (< 1 year)

Sammons Securities Co., LLC

2010 - 2010 (< 1 year)



Mikel Rosenberry has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

Richard Steigerwald
Lone Tree, CO
James Pihaly
Rockford, IL
Charles Jaquess
Allen, TX
Chuezheng Lor
Fresno, CA
Scott Findeisen
Westerly, RI
Rolf White
Burnsville, MN
Stephen Glaab
Ann Arbor, MI
James Sadek
Austin, TX

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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