Investment Advisor
in Fort Lauderdale, FL

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About this Advisor

Mikel Rosenberry is an advisor in Fort Lauderdale, Florida. Currently a registered investment advisor with Spc, Rosenberry has 11 years of professional experience. Rosenberry has a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Rosenberry can act as a financial advisor based out of Florida, Georgia, Louisiana, Massachusetts, South Carolina and Texas. Their career trajectory has included roles at Sammons Securities Co., LLC, Spc, Dunham & Associates, Gama Global Investments, LLC, Fbt Investments, Sammons Securities Company, LLC and Parkland Securities, LLC. Spc is based out of Fort Lauderdale, Florida, and operates out of 463 other brick-and-mortar locations across the nation. In aggregate, Spc manages $4 billion in assets covering 23,132 client accounts and retains more than 729 people. The amount of assets the firm manages places it among the biggest firms in the nation. The firm manages 23,127 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 9% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Spc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

803 Shotgun Rd
Fort Lauderdale, FL 33326

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Spc Brokerage Details

Total Assets Under Management


FL Average: $943,424,332
Total Number of Employees


FL Average: 21
Total Number of Accounts


FL Average: 1,586
Average Account Size


FL Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Mikel Rosenberry Work History

Mikel has 12 years of experience.

2014 - Present (6 years)

Parkland Securities, LLC

2013 - Present (7 years)


2013 - 2014 (1 year)

Sammons Securities Company, LLC

2011 - 2012 (1 year)

Gama Global Investments, LLC

2011 - 2011 (< 1 year)

Fbt Investments

2010 - 2010 (< 1 year)

Sammons Securities Co., LLC

2010 - 2010 (< 1 year)


2008 - 2010 (2 years)

Dunham & Associates


Mikel Rosenberry has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

Craig Freund
Lisle, IL
Janet Rzewnicki
Wilmington, DE
Steven Belloli
East Lansing, MI
Andrew Grimston
Allen Park, MI
Jeremy Fortin
Englewood, CO
Robert Wilber
Elyria, OH
John Kruse
Hamilton, OH
Gordon Hamilton
Colorado Springs, CO

This content was compiled from the SEC and FINRA.

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