Scott
Roads
Spectra Investment Management, LLC
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About this Advisor
Scott Roads is a financial advisor who works out of Stuart, Florida. Roads is on the advisory team at Spectra Investment Management, LLC. Roads has gained experience at Spectra Investment Management, LLC and Northern Trust. Roads is approved to serve investors in Texas. Spectra Investment Management, LLC is a registered investment company based in Stuart, FL. The firm has just two employees. It handles $192 million in assets among its 113 accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. The firm serves three charities and foundations. Of its 113 client accounts, 53% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The company has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and other services. Fees for financial advice largely vary depending on which services the firm provides the client. However, fee types charged by Spectra Investment Management, LLC likely consist of asset-based, hourly and fixed fees.
Years Registered*
Services Offered
Fee Structure
Office Location
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Spectra Investment Management, LLC Brokerage Details
$192,206,618
2
113
$1,700,944
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Other
Scott Roads Work History
Scott has been registered as a financial advisor for 0 years.*
Spectra Investment Management, LLC
Northern Trust
Northern Trust
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Scott Roads to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Spectra Investment Management, LLC
Stuart, FL
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