Thomas
Holder

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6168810
Investment Advisor
in Stuart, FL

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About this Advisor

Thomas Holder is a financial advisor based in Stuart, Florida, with a total of 10 years of industry experience. Holder is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, Holder has held roles at Merrill Lynch, Pierce, Fenner And Smith Inc and Bank Of America, N.A. Holder holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in Florida and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a company headquartered in New York, NY. The company has offices in 3,372 locations and a total of 36,687 people on staff. It has $1 trillion in assets among its 2,864,234 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% belong to high-net-worth clients who have at least $1 million in investable assets. The advisory firm offers a diverse set of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management largely vary depending on the financial services offered. However, fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc can include some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

2301 Se Monterey Rd
Stuart, FL 34996

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

FL Average: $7,464,549,021
Total Number of Employees

36,687

FL Average: 88
Total Number of Accounts

2,864,234

FL Average: 3,892
Average Account Size

$381,844

FL Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Thomas Holder Work History

Thomas has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Merrill Lynch, Pierce, Fenner And Smith Inc

2013 - Present (11 years)

Bank Of America, N.A

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Holder to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Scottsdale, AZ
Edgar Rosas
Fort Lee, NJ
Dufresne Nicolas
Hartford, CT
Scott Smeltzer
Newport Beach, CA
Cheryl Blair
Westlake, OH
Jennifer Hong
Newport Beach, CA
Christopher Vasquez
Austin, TX
Thomas Holder
Stuart, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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