Tracy
Germano

Formidable Asset Management, LLC

CRD#1748857
Investment Advisor
in Cincinnati, OH

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About this Advisor

Tracy Germano is a financial advisor based in Cincinnati, Ohio with a total of 1 year of industry experience. Germano is currently employed by Formidable Asset Management, LLC. Throughout their career, Germano has worked at Wells Fargo Bank and Formidable Asset Management. Germano holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to work in Florida and Ohio. Formidable Asset Management, LLC is an advisory company operating out of Cincinnati, OH. The company has offices in two locations and a total of 15 financial advisors. It oversees $632 million in assets among its 1,778 customer accounts, making it one of the bigger financial advisory firms in the nation by assets under management. The firm provides services to two charitable organizations. Of its 1,778 accounts, 22% belong to high-net-worth individuals who have more than $1 million in assets. The company has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and pension consulting services. A financial advisor's fee schedules typically vary depending on which service is provided. Fee types charged by Formidable Asset Management, LLC can be comprised of some combination of asset-based and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Pension consulting services

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

221 E. 4Th Street Suite 2700
Cincinnati, OH 45202

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Formidable Asset Management, LLC Brokerage Details

Total Assets Under Management

$632,038,209

OH Average: $2,106,341,625
Total Number of Employees

15

OH Average: 34
Total Number of Accounts

1,778

OH Average: 1,972
Average Account Size

$355,477

OH Average: $1,068,125

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Pension consulting services

Tracy Germano Work History

Tracy has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Formidable Asset Management

2012 - 2022 (10 years)

Wells Fargo Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tracy Germano to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Formidable Asset Management, LLC

Tracy Germano
Cincinnati, OH
Adam Eagleston
Cincinnati, OH
Benjamin Siefring
Cincinnati, OH
Henry Brightwell
Cincinnati, OH
Terri Connelly
Cincinnati, OH
Timothy Begley
Cincinnati, OH
William Brown
Cincinnati, OH
David Henning
Cincinnati, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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