Johnathan
Peabody
Dempsey Lord Smith, LLC
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About this Advisor
Johnathan Peabody is a financial advisor who works out of Rome, Georgia who has 4 years of relevant experience. Peabody is an advisor for Dempsey Lord Smith, LLC. Over the course of their career, Peabody has held roles at Trw Automotive, Masonite International, United States Army Reserve and Dempsey Lord Smith, LLC. Peabody has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Georgia. Dempsey Lord Smith, LLC is a company based in Rome, GA. The company has offices in 60 locations and a total of 101 advisors. It administers $502 million in total assets between its 2,945 client accounts, making it one of the larger financial advisory firms in the United States by assets under management. Of its 2,945 client accounts, just 10% are associated with high-net-worth individuals who have greater than $1 million in investable assets. The company performs a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial advisory fees are based on the type of services. However, fees billed by Dempsey Lord Smith, LLC most likely are comprised of any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Dempsey Lord Smith, LLC Brokerage Details
$502,000,000
101
2,945
$170,458
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Johnathan Peabody Work History
Johnathan has been registered as a financial advisor for 4 years.*
Dempsey Lord Smith, LLC
United States Army Reserve
Masonite International
Trw Automotive
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Johnathan Peabody to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Dempsey Lord Smith, LLC
Rome, GA
Rome, GA
Greenville, SC
Rome, GA
Rome, GA
Rome, GA
Rome, GA
Rome, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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