Kevin
Smith
Principal Securities, Inc
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About this Advisor
Kevin Smith is a financial advisor operating out of Atlanta, Georgia with a total of 6 years of relevant experience. Smith currently works for Principal Securities, Inc. Smith has gained experience at Principal Life Ins Co, Princor Financial Services Corp, Ksa Insurance Agency, Sandy Springs Insurance Agency, Sandy Springs Insurance Agency LLC, Principal Securities, Inc and Focused Financial Group. Smith maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in Georgia. Principal Securities, Inc is a financial advisory firm operating out of Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 financial advisors. It manages $9 billion in total assets across its 46,075 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves 34 charitable organizations. Of its 46,075 customer accounts, just 3% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services depend on which service is provided. Fees charged by Principal Securities, Inc may include any combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kevin Smith Work History
Kevin has been registered as a financial advisor for 6 years.*
Focused Financial Group
Principal Securities, Inc
Sandy Springs Insurance Agency LLC
Principal Life Ins Co
Ksa Insurance Agency
Sandy Springs Insurance Agency
Princor Financial Services Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kevin Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Tampa, FL
Seattle, WA
Milwaukee, WI
Arlington, TX
Bethesda, MD
Des Moines, IA
Wdm, IA
Lansing, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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