Lei
Shan

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#3123255
Investment Advisor
in Atlanta, GA

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About this Advisor

Lei Shan is a financial advisor based out of Atlanta, Georgia, with a total of 17 years of experience as a financial advisor. Shan is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, the advisor has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Shan has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to work in Georgia and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business headquartered in Atlanta, Georgia. The investment advisory business has offices in 3,374 locations and a total of 34,906 employees. It controls $1 trillion in assets under management among its 2,825,602 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves 5,339 charitable organizations. Of its 2,825,602 accounts, just 9% are associated with high-net-worth investors who have more than $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc has a broad range of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely depend on which services the firm provides the client. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc most likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

17 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

3455 Peachtree Rd Ne
Atlanta, GA 30326

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,283,837,699,073

GA Average: $7,464,549,021
Total Number of Employees

34,906

GA Average: 88
Total Number of Accounts

2,825,602

GA Average: 3,892
Average Account Size

$454,359

GA Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Lei Shan Work History

Lei has 17 years of experience.

2009 - Present (14 years)

Bank Of America, N.A

2005 - Present (18 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Lei Shan has no disclosures.

Please visit their SEC profile for more details.

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Rodney Johnson
Bridgewater, NJ
Kevin Rotolo
Slidell, LA
Shari Lynne
Saint Petersburg, FL
Matthew Spring
Los Angeles, CA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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