Richard
Gray
Independent Advisor Alliance, LLC
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About this Advisor
Richard Gray is a financial advisor who works out of Dacula, Georgia with a total of 1 year of industry experience. Gray works at Independent Advisor Alliance, LLC. Their career trajectory has included roles at Suntrust Investment Services, Inc, Suntrust Advisory Services, Lpl Financial, LLC and Hamilton Investment Counsel, LLC. Gray holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to advise clients in Georgia. Independent Advisor Alliance, LLC is an advisory company operating out of Charlotte, NC. The company has offices in 132 locations and a total of 227 people on staff. It manages $10 billion in assets under management between its 47,432 accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides financial advice to 91 charitable organizations. Of its 47,432 accounts, 28% are held by high-net-worth clients who have more than $1 million in assets. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial management typically are based on the services. However, fee types charged by Independent Advisor Alliance, LLC most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Independent Advisor Alliance, LLC Brokerage Details
$10,095,700,130
227
47,432
$212,846
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Richard Gray Work History
Richard has been registered as a financial advisor for 1 years.*
Lpl Financial, LLC
Suntrust Advisory Services
Hamilton Investment Counsel, LLC
Suntrust Investment Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Gray to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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