Wendy
Huang
Raffa Investment Advisers
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About this Advisor
Wendy Huang is a financial advisor working in Smyrna, Georgia, with 2 years of industry experience. Huang is on the advisory team at Raffa Investment Advisers. Throughout their career, Huang has worked at M Holdings Securities, Inc, Gfg Strategic Advisors, Xception Advisory Group, LLC, The Leaders Group, Inc, Raffa Investment Advisers, Dailyaccess Corporation and Yeomans Consulting Group. Huang has Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Georgia. Raffa Investment Advisers is a registered investment business with a branch in Smyrna, Georgia. It has offices in six locations and a total of nine financial advisors. It oversees $1 billion in total assets across its 475 customer accounts, placing it among the larger firms in the nation by assets under management. The firm provides financial advisory services to 110 charities and foundations. Of its 475 customer accounts, 22% are associated with high-net-worth investors who have more than $1 million in assets available to invest. Raffa Investment Advisers performs a wide assortment of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees usually are based on which services the firm provides the client. However, fee types billed by Raffa Investment Advisers most likely consist of some blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Raffa Investment Advisers Brokerage Details
$1,029,644,682
9
475
$2,167,673
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Wendy Huang Work History
Wendy has been registered as a financial advisor for 2 years.*
Raffa Investment Advisers
The Leaders Group, Inc
M Holdings Securities, Inc
Gfg Strategic Advisors
Xception Advisory Group, LLC
Yeomans Consulting Group
Dailyaccess Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Wendy Huang to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Raffa Investment Advisers
Washington, DC
Smyrna, GA
Washington, DC
Washington, DC
Washington, DC
Washington, DC
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