John
Ark

Stifel, Nicolaus & Company, Inc

CRD#5676872
Investment Advisor
in Honolulu, HI

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About this Advisor

John Ark is a financial advisor who works out of Honolulu, Hawaii, who has been in the industry for 12 years. Ark currently works for Stifel, Nicolaus & Company, Inc. Their career trajectory has included roles at Morgan Stanley Smith Barney, Stifel Nicolaus & Co Inc and Morgan Stanley Private Bank, National Association. Ark maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Hawaii. Stifel, Nicolaus & Company, Inc is a financial advisory firm headquartered in Honolulu, Hawaii. The investment advisory business has offices in 434 locations and a total of 6,384 people on staff. It manages $149 billion in assets between its 316,625 client accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 1,274 charitable organizations. Of its 316,625 accounts, 27% are held by high-net-worth investors who have at least $1 million in assets. Stifel, Nicolaus & Company, Inc offers a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually are based on the type of services. However, fees billed by Stifel, Nicolaus & Company, Inc can consist of some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1099 Alakea Street Suite 1510 and Suite 2520
Honolulu, HI 96813

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

HI Average: $11,469,110,461
Total Number of Employees

6,384

HI Average: 458
Total Number of Accounts

316,625

HI Average: 33,415
Average Account Size

$469,203

HI Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Ark Work History

John has 12 years of experience.

2015 - Present (7 years)

Stifel Nicolaus & Co Inc

2015 - 2015 (< 1 year)

Morgan Stanley Private Bank, National Association

2010 - 2015 (5 years)

Morgan Stanley Smith Barney

Disclosures

John Ark has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Kauser Hazarika
Boston, MA
John Bush
Bakersfield, CA
Janet Barnes
San Francisco, CA
Robert Stauffer
Baltimore, MD
Bryan Sachan
Saint Louis, MO
Mark Siver
Garden City, NY
Lori Galbraith
Wenatchee, WA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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