Marc
Kozuki

Stifel, Nicolaus & Company, Inc

CRD#5185147
Investment Advisor
in Kahului, HI

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About this Advisor

Marc Kozuki is an investment advisor who works out of Kahului, Hawaii. Currently a registered investment advisor at Stifel, Nicolaus & Company, Inc, they have accrued 12 years of work experience in the financial advisory industry. Kozuki maintains a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Kozuki is registered to serve customers based out of California, Hawaii and Texas. Throughout their career, Kozuki has worked at Stifel, Nicolaus & Company, Inc and Consumer Credit Counseling Services Of San Francisco. Stifel, Nicolaus & Company, Inc is based out of Kahului, Hawaii, and has 431 offices in the nation. In total, Stifel, Nicolaus & Company, Inc oversees $98 billion in assets throughout 244,516 client accounts and retains more than 6,153 people. The level of assets currently under the firm's management places it among the largest financial advisory firms in the country. The firm manages 166,793 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the investment firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Stifel, Nicolaus & Company, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

33 Lono Avenue Suite 100
Kahului, HI 96732

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

HI Average: $11,469,110,461
Total Number of Employees

6,153

HI Average: 458
Total Number of Accounts

244,516

HI Average: 33,415
Average Account Size

$399,512

HI Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Marc Kozuki Work History

Marc has 12 years of experience.

2010 - Present (11 years)

Stifel, Nicolaus & Company, Inc

2008 - 2010 (2 years)

Consumer Credit Counseling Services Of San Francisco

Disclosures

Marc Kozuki has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Shannon Divalerio
Saint Louis, MO
Bradley Boyer
Baltimore, MD
Christopher Hurst
Roseville, CA
Mary Briscoe
Montgomery, AL
Blake Hamer
Waterloo, IA
Brent King
Saint Louis, MO
Amy Lanning
Louisville, KY

This content was compiled from the SEC and FINRA.

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