David
Holloway
Northern Capital Management, Inc
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About this Advisor
David Holloway is a certified financial planner working out of Post Falls, Idaho who has 20 years of industry experience. Holloway is an employee of Northern Capital Management, Inc. Over the course of their career, Holloway has held roles at Ncm Securities Inc, Northern Capital Management, Inc and Northern Capital Retirement Services, Inc. Holloway has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to work in Arizona, California, Florida, Idaho, Louisiana, Montana, Nebraska, Oregon, Texas and Washington. Northern Capital Management, Inc is a registered investment business based in Spokane, WA. The firm has a total of 11 employees. It oversees $340 million in assets between its 1,745 customer accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. Of its 1,745 client accounts, 15% belong to high-net-worth clients who have greater than $1 million in investable assets. Northern Capital Management, Inc provides a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, publication of newsletters and other services. Fees charged by financial advisors typically are based on the type of financial services provided. Fee types charged by Northern Capital Management, Inc most likely consist of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Northern Capital Management, Inc Brokerage Details
$340,167,135
11
1,745
$194,938
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Publication of periodicals or newsletters
- Other
David Holloway Work History
David has been registered as a financial advisor for 20 years.*
Northern Capital Retirement Services, Inc
Northern Capital Management, Inc
Ncm Securities Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Holloway to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Northern Capital Management, Inc
Spokane, WA
Spokane, WA
Spokane, WA
Spokane, WA
Spokane, WA
Spokane, WA
Post Falls, ID
Spokane, WA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
