Stifel, Nicolaus & Company, Inc
About this Advisor
Alfredo Serrano is a financial advisor working in Barrington, Illinois, who has been in the advisory business for 10 years. Serrano is currently employed by Stifel, Nicolaus & Company, Inc. The advisor has gained experience at Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association and Stifel Nicolaus & Co Inc. Serrano holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Illinois and Texas. Stifel, Nicolaus & Company, Inc is a registered investment firm that has its headquarters in Barrington, Illinois. It has offices in 434 locations and a total of 6,384 advisors. It has $149 billion in assets under management between its 316,625 accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm serves 1,274 charitable organizations. Of its 316,625 accounts, 27% belong to high-net-worth individuals who have at least $1 million in assets. Stifel, Nicolaus & Company, Inc has a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services usually vary depending on the financial services offered. Fee types charged by Stifel, Nicolaus & Company, Inc most likely include some combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Alfredo Serrano Work History
Alfredo has 10 years of experience.
Stifel Nicolaus & Co Inc
Morgan Stanley Private Bank, National Association
Morgan Stanley Smith Barney
Alfredo Serrano has no disclosures.
Please visit their SEC profile for more details.
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