Amy
Sullivan
Cap Strat
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About this Advisor
Amy Sullivan is a financial advisor working out of Villa Park, Illinois with a total of 4 years of industry experience. Sullivan is on the advisory team at Cap Strat. Over the course of their career, they have held roles at Capital Strategies Investment Group LLC, Guggenheim Investments and Homemaker. Sullivan has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Illinois. Cap Strat is a business operating out of Villa Park, IL. The firm has a total of 25 people on staff. It controls $17 billion in assets between its 1,013 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises seven charitable organizations. Of its 1,013 accounts, 51% belong to high-net-worth investors who have greater than $1 million in assets available to invest. Cap Strat provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules typically are based on which services the firm provides the client. Fees charged by Cap Strat may include any blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cap Strat Brokerage Details
$17,278,852,363
25
1,013
$17,057,110
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Amy Sullivan Work History
Amy has been registered as a financial advisor for 4 years.*
Capital Strategies Investment Group LLC
Capital Strategies Investment Group LLC
Homemaker
Guggenheim Investments
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Amy Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cap Strat
Villa Park, IL
Villa Park, IL
Villa Park, IL
Villa Park, IL
Villa Park, IL
Villa Park, IL
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