Bennett
Sproat
Northern Trust Securities, Inc
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About this Advisor
Bennett Sproat is a financial advisor who works out of Chicago, Illinois. Sproat is an advisor for Northern Trust Securities, Inc. Over the course of their career, they have held roles at Bank Of America Merrill Lynch, Bmo Capital Markets, Western Dupage Special Recreations Association, Glenbard West High School, Indiana University, Fidelity Investments, Northern Trust Bank and Northern Trust Securities, Inc. Sproat holds Series 63 and Series 66 licenses, certifying them as a securities broker, and can work in Illinois. Northern Trust Securities, Inc is a company headquartered in Chicago, IL. The company has offices in 18 locations and a total of 72 financial advisors. It manages $830 million in assets among its 2,003 client accounts, placing it among the bigger firms in the country by assets under management. The firm provides financial advice to six charities and foundations. Of its 2,003 customer accounts, 68% are held by high-net-worth clients who have at least $1 million in assets available to invest. Northern Trust Securities, Inc provides a diverse range of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Financial management fees vary depending on which services the firm provides the client. Fee types charged by Northern Trust Securities, Inc can consist of some combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Northern Trust Securities, Inc Brokerage Details
$829,504,839
72
2,003
$414,131
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Bennett Sproat Work History
Bennett has been registered as a financial advisor for 0 years.*
Northern Trust Bank
Northern Trust Securities, Inc
Fidelity Investments
Bmo Capital Markets
Bmo Capital Markets
Bank Of America Merrill Lynch
Western Dupage Special Recreations Association
Indiana University
Glenbard West High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Bennett Sproat to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Chicago, IL
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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