Brian
Schmucker

Rivernorth Capital Management, LLC

CRD#4581937
Investment Advisor
in Chicago, IL

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About this Advisor

Brian Schmucker is a financial advisor based out of Chicago, Illinois with a total of 22 years of relevant experience. Schmucker currently works for Rivernorth Capital Management, LLC. They have spent their complete employment at Rivernorth Capital Management, Llc. Schmucker maintains a Series 65 license, qualifying them as an investment advisor representative, and is approved to advise clients in Illinois. Rivernorth Capital Management, LLC is an advisory firm operating out of West Palm Beach, FL. The firm has a total of 18 financial advisors. It handles $6 billion in assets under management across its 23 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm provides services to two charitable organizations. Rivernorth Capital Management, LLC performs a few services, such as portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Financial advisory fees are based on which service is provided. Fee types charged by Rivernorth Capital Management, LLC most likely are comprised of some blend of asset-based and performance-based fees.

Certifications and Registrations

Series 65

Years Registered*

22 years

Services Offered

Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

325 N Lasalle Suite 645
Chicago, IL 60654

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Rivernorth Capital Management, LLC Brokerage Details

Total Assets Under Management

$5,990,433,827

IL Average: $1,855,561,029
Total Number of Employees

18

IL Average: 62
Total Number of Accounts

23

IL Average: 2,474
Average Account Size

$260,453,645

IL Average: $750,025

Investment Advisory Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Brian Schmucker Work History

Brian has been registered as a financial advisor for 22 years.*

2000 - Present (24 years)

Rivernorth Capital Management, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brian Schmucker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rivernorth Capital Management, LLC

William Webb
West Palm Beach, FL
Christopher Lakumb
Vancouver, WA
Eric Pestrue
West Palm Beach, FL
Stephen O'Neill
West Palm Beach, FL
Melissa Braun
West Palm Beach, FL
Patrick Galley
Chicago, IL
Brian Schmucker
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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