Dennis
O'Malley

Spiderrock Advisors, LLC

CRD#5826142
Investment Advisor
in Chicago, IL

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About this Advisor

Dennis O'Malley is a financial advisor based in Chicago, Illinois, working with Spiderrock Advisors, LLC. Dennis has previously held positions at Northern Lights Distributors, LLC, Good Harbor Financial LLC, Foreside Fund Services, LLC, Cedar Capital, LLC, Goldman Sachs, Venture Connects, North Capital Private Securities, Northern Trust Bank, Northern Trust Securities, Inc, Sentinus, LLC, Sentinus-Halo Securities LLC, The Invictus Collective, Blackrock, and Blackrock Investments LLC. Dennis has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Illinois. Currently, Dennis is part of Spiderrock Advisors, LLC, which operates out of Chicago, Illinois. The firm has 1 office and 38 employees. The firm manages assets totaling $4.9 billion and serves high-net-worth clients. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and other services. The fee structure at Spiderrock Advisors, LLC includes asset-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets

Office Location

300 South Wacker Drive Suite 2840
Chicago, IL 60606

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Spiderrock Advisors, LLC Brokerage Details

Total Assets Under Management

$4,853,616,658

IL Average: $6,674,516,078
Total Number of Employees

38

IL Average: 44
Total Number of Accounts

2,055

IL Average: 2,564
Average Account Size

$2,361,857

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Dennis O'Malley Work History

2024 - Present (0 year)

Blackrock Investments LLC

2023 - Present (1 year)

The Invictus Collective

2023 - Present (1 year)

Blackrock

2020 - 2023 (3 years)

Sentinus, LLC

2020 - 2023 (3 years)

Sentinus-Halo Securities LLC

2017 - 2017 (< 1 year)

Venture Connects

2017 - 2017 (< 1 year)

North Capital Private Securities

2017 - 2020 (3 years)

Northern Trust Bank

2017 - 2020 (3 years)

Northern Trust Securities, Inc

2016 - 2016 (< 1 year)

Goldman Sachs

2015 - 2016 (1 year)

Cedar Capital, LLC

2014 - 2014 (< 1 year)

Northern Lights Distributors, LLC

2014 - 2016 (2 years)

Foreside Fund Services, LLC

2013 - 2014 (1 year)

Good Harbor Financial LLC

Disclosures

Please visit the SEC profile of Dennis O'Malley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spiderrock Advisors, LLC

Dennis O'Malley
Chicago, IL
Ethan Kim
Chicago, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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