Gary
Phelps

Stifel, Nicolaus & Company, Inc

CRD#2875676
Investment Advisor
in Barrington, IL

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

Gary Phelps is a financial advisor operating out of Barrington, Illinois, who has been in the advisory business for 10 years. Phelps is currently employed by Stifel, Nicolaus & Company, Inc. Phelps has gained experience at Stifel Nicolaus & Co Inc, Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. Phelps maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in Illinois and Texas. Stifel, Nicolaus & Company, Inc is a firm that has its headquarters in Barrington, Illinois. It has offices in 434 locations and a total of 6,384 advisors. It oversees $149 billion in total assets across its 316,625 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 1,274 charitable organizations. Of its 316,625 accounts, 27% are held by high-net-worth clients who have at least $1 million in assets. The company provides a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees are based on the services offered. However, fees charged by Stifel, Nicolaus & Company, Inc likely are comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

257 East Main Street
Barrington, IL 60010

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

IL Average: $11,469,110,461
Total Number of Employees

6,384

IL Average: 458
Total Number of Accounts

316,625

IL Average: 33,415
Average Account Size

$469,203

IL Average: $343,232

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Gary Phelps Work History

Gary has 10 years of experience.

2019 - Present (3 years)

Stifel Nicolaus & Co Inc

2015 - 2019 (4 years)

Morgan Stanley Private Bank, National Association

2012 - 2019 (7 years)

Morgan Stanley Smith Barney

Disclosures

Gary Phelps has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
John Bush
Bakersfield, CA
John Lawrence
Southport, NC
Thomas Mcdonnell
New York, NY
Aislinn Baker
Bellevue, WA
Marni Menden
San Juan Capistrano, CA
John Mayer
Bismarck, ND
Benjamin Hammes
Overland Park, KS

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started