Stifel, Nicolaus & Company, Inc
About this Advisor
Gary Phelps is a financial advisor operating out of Barrington, Illinois, who has been in the advisory business for 10 years. Phelps is currently employed by Stifel, Nicolaus & Company, Inc. Phelps has gained experience at Stifel Nicolaus & Co Inc, Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. Phelps maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in Illinois and Texas. Stifel, Nicolaus & Company, Inc is a firm that has its headquarters in Barrington, Illinois. It has offices in 434 locations and a total of 6,384 advisors. It oversees $149 billion in total assets across its 316,625 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 1,274 charitable organizations. Of its 316,625 accounts, 27% are held by high-net-worth clients who have at least $1 million in assets. The company provides a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees are based on the services offered. However, fees charged by Stifel, Nicolaus & Company, Inc likely are comprised of any combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Gary Phelps Work History
Gary has 10 years of experience.
Stifel Nicolaus & Co Inc
Morgan Stanley Private Bank, National Association
Morgan Stanley Smith Barney
Gary Phelps has disclosures.
Please visit their SEC profile for more details.
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