James
Franke
Rothschild Investment LLC
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About this Advisor
James Franke is a financial advisor working in Chicago, Illinois with 12 years of industry experience. Franke is on the advisory team at Rothschild Investment LLC. They have spent all of their career at Rothschild Investment Llc. Franke has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to operate in California, Florida, Illinois and Texas. Rothschild Investment LLC is an advisory company based out of Chicago, IL. It controls $2 billion in assets between its 1,996 accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides services to 11 charitable organizations. Of its 1,996 customer accounts, 19% are associated with high-net-worth individuals who have greater than $1 million in assets. Rothschild Investment LLC has a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fees typically vary depending on which services are provided. Fees billed by Rothschild Investment LLC likely are comprised of any blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rothschild Investment LLC Brokerage Details
$1,633,189,446
40
1,996
$818,231
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
James Franke Work History
James has been registered as a financial advisor for 12 years.*
Rothschild Investment Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Franke to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rothschild Investment Corporation
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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