James
Prescott

Ariel Investments, LLC

CRD#6095346
Investment Advisor
in Chicago, IL

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About this Advisor

James Prescott is a financial advisor based in Chicago, Illinois, working with Ariel Investments, LLC. James has previously held positions at Ariel Distributors, Ariel Investments, and Ariel Alternatives. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Illinois. Currently, James is part of Ariel Investments, LLC, which operates out of Chicago, Illinois. The firm has 4 offices and 101 employees. The firm manages assets totaling $13.4 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at Ariel Investments, LLC includes asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

200 East Randolph Street Suite 2900
Chicago, IL 60601-6505

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Ariel Investments, LLC Brokerage Details

Total Assets Under Management

$13,392,842,256

IL Average: $6,674,516,078
Total Number of Employees

101

IL Average: 44
Total Number of Accounts

183

IL Average: 2,564
Average Account Size

$73,184,930

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

James Prescott Work History

2021 - Present (3 years)

Ariel Alternatives

2017 - Present (7 years)

Ariel Investments

2014 - Present (10 years)

Ariel Distributors

2014 - 2017 (3 years)

Ariel Investments

Disclosures

Please visit the SEC profile of James Prescott to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ariel Investments, LLC

James Prescott
Chicago, IL
Henry Sholl
Chicago, IL
Nicholas Sarkos
Chicago, IL
Christopher Gibson
Atlanta, GA
Tian Xing
Chicago, IL
Danan Kirby
Chicago, IL
Jessica Richard
Chicago, IL
Malik Murray
Chicago, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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