Joseph
Shea

Horizon Family Wealth, Inc

CRD#2726131
Investment Advisor
in Chicago, IL

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About this Advisor

Joseph Shea is a financial advisor based in Chicago, Illinois with 2 years of relevant experience. Shea currently works for Horizon Family Wealth, Inc. Shea has gained experience at Raymond James Financial Services, Shea Financial Group, Raymond James Financial Services Advisors, Inc, Lpl Financial LLC, Riverpoint Wealth Management Holdings, LLC and Horizon Family Wealth, LLC. Shea maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to serve investors in Illinois. Horizon Family Wealth, Inc is a firm based out of Chicago, IL. It oversees $150 million in assets across its 365 customer accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. Of its 365 client accounts, 62% are held by high-net-worth clients who have more than $1 million in investable assets. Horizon Family Wealth, Inc has a set of services, including financial planning services and portfolio management for individuals and small businesses. Financial management fees usually depend on which service is provided. Fee types billed by Horizon Family Wealth, Inc likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

150 North Wacker Drive Suite 2010
Chicago, IL 60606

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Horizon Family Wealth, Inc Brokerage Details

Total Assets Under Management

$150,234,156

IL Average: $6,674,516,078
Total Number of Employees

2

IL Average: 44
Total Number of Accounts

365

IL Average: 2,564
Average Account Size

$411,600

IL Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Joseph Shea Work History

Joseph has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Horizon Family Wealth, LLC

2004 - Present (20 years)

Shea Financial Group

2013 - 2020 (7 years)

Lpl Financial LLC

2013 - 2021 (8 years)

Riverpoint Wealth Management Holdings, LLC

2009 - 2013 (4 years)

Raymond James Financial Services Advisors, Inc

2004 - 2013 (9 years)

Raymond James Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Shea to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Horizon Family Wealth, Inc

Joseph Shea
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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