Joshua
Moorman
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Joshua Moorman is a financial advisor working out of Lake Forest, Illinois with 3 years of industry experience. Moorman currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. The advisor has gained experience at Metlife Securities Inc, Mml Investors Services, LLC, Morgan Stanley, Morgan Stanley Private Bank, National Association, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America N.A, Silver Crown Valet and Tcf Bank. Moorman holds Series 63 and Series 66 licenses, certifying them as a securities broker, and is able to serve investors in Illinois and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory company headquartered in New York, NY. The investment advisory business has offices in 3,372 locations and a total of 36,687 people on staff. It administers $1 trillion in assets under management across its 2,864,234 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm advises 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% belong to high-net-worth investors who have greater than $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc has a broad set of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely vary depending on the type of services provided. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc most likely are comprised of any blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Joshua Moorman Work History
Joshua has been registered as a financial advisor for 3 years.*
Bank Of America N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Morgan Stanley
Morgan Stanley Private Bank, National Association
Mml Investors Services, LLC
Metlife Securities Inc
Silver Crown Valet
Tcf Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joshua Moorman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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