Kathy
Darcy
Stifel, Nicolaus & Company, Inc
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About this Advisor
Kathy Darcy is a financial advisor based in Naperville, Illinois, working with Stifel, Nicolaus & Company, Inc. Kathy has previously held positions at Willis Towers Watson, Foreside Fund Services, LLC, Morgan Stanley Smith Barney LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, and Stifel, Nicolaus & Company, Inc. Kathy has passed the Series 66 regulatory exam and is registered to provide services in Illinois. Currently, Kathy is part of Stifel, Nicolaus & Company, Inc, which operates out of Naperville, Illinois. The firm has 460 offices and 6,534 employees. The firm manages assets totaling $149.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Stifel, Nicolaus & Company, Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$149,248,936,163
6,534
348,524
$428,231
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kathy Darcy Work History
Stifel, Nicolaus & Company, Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
Morgan Stanley Smith Barney LLC
Foreside Fund Services, LLC
Willis Towers Watson
Disclosures
Please visit the SEC profile of Kathy Darcy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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