Phillip
Falk
Emerson Equity LLC
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About this Advisor
Phillip Falk is a financial advisor based in San Mateo, California who has 2 years of industry experience. Falk is an employee of Emerson Equity LLC. Over the course of their career, Falk has held roles at Paulson Investment Company, LLC, Center Street Securities, Emerson Equity LLC, Landolt Securities, Forest Securities, Avellino Financial Advisors, Inc, Great Point Capital, Great Point Advisors LLC, Fourstar Wealth Advisors, LLC, Caprock Real Estate and Symmetry Financial Insurance. Falk has Series 63, Series 65 and Series 66 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Illinois. Emerson Equity LLC is a company based in San Mateo, CA. The company has offices in nine locations and a total of 208 people on staff. It handles $189 million in total assets among its 526 customer accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. Of its 526 accounts, 15% are associated with high-net-worth clients who have at least $1 million in investable assets. Emerson Equity LLC provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically depend on which services are provided. Fee types charged by Emerson Equity LLC likely include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Emerson Equity LLC Brokerage Details
$189,338,704
208
526
$359,960
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
- Other
Phillip Falk Work History
Phillip has been registered as a financial advisor for 2 years.*
Emerson Equity LLC
Caprock Real Estate
Symmetry Financial Insurance
Center Street Securities
Fourstar Wealth Advisors, LLC
Great Point Capital
Great Point Advisors LLC
Paulson Investment Company, LLC
Forest Securities
Avellino Financial Advisors, Inc
Landolt Securities
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Phillip Falk to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Emerson Equity LLC
San Mateo, CA
Irvine, CA
Irvine, CA
Tustin, CA
Irvine, CA
El Segundo, CA
San Mateo, CA
Healdsburg, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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