Richard
Little
Serenity Investment Advisors
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About this Advisor
Richard Little is a financial advisor working in Chicago, Illinois who has 3 years of relevant experience. Little is an employee of Serenity Investment Advisors. The advisor has gained experience at Serenity Investment Advisors LLC, Kingsview Asset Management and Edward Jones. Little maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in Illinois. Serenity Investment Advisors is an advisory company operating out of Chicago, IL. The investment advisory business has just three financial advisors. It manages $235 million in assets under management among its 300 customer accounts, making it one of the mid-sized firms in the United States by assets under management. Of its 300 client accounts, just 12% are held by high-net-worth investors who have at least $1 million in investable assets. The company performs a set of services, such as financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. A financial advisor's fees vary depending on which services the firm provides the client. However, fee types charged by Serenity Investment Advisors likely are comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Serenity Investment Advisors Brokerage Details
$234,722,952
3
300
$782,410
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
Richard Little Work History
Richard has been registered as a financial advisor for 3 years.*
Serenity Investment Advisors LLC
Kingsview Asset Management
Edward Jones
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Little to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Serenity Investment Advisors
Chicago, IL
Chicago, IL
Chicago, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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