Ronald
Harczak

Independent Advisor Alliance, LLC

CRD#1375192
Investment Advisor
in Saint Charles, IL

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About this Advisor

Ronald Harczak is a financial advisor based in Saint Charles, Illinois, working with Independent Advisor Alliance, LLC. Ronald has previously held positions at Ronald A. Harczak, Securities America, Inc, Securities America Advisors, Inc, and Lpl Financial. Ronald has passed the Series 63 regulatory exam and is registered to provide services in Illinois and Texas. Currently, Ronald is part of Independent Advisor Alliance, LLC, which operates out of Saint Charles, Illinois. The firm has 132 offices and 230 employees. The firm manages assets totaling $12.8 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Independent Advisor Alliance, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

451 Dunham Road Suite 500
Saint Charles, IL 60174

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$12,826,908,245

IL Average: $3,625,019,099
Total Number of Employees

230

IL Average: 22
Total Number of Accounts

52,309

IL Average: 1,917
Average Account Size

$245,214

IL Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Ronald Harczak Work History

2024 - Present (0 year)

Lpl Financial

1994 - Present (30 years)

Securities America Advisors, Inc Inc

1992 - Present (32 years)

Securities America, Inc

1985 - Present (39 years)

Ronald A. Harczak

Disclosures

Please visit the SEC profile of Ronald Harczak to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Advisor Alliance, LLC

Nicholas Wendt
Richfield, WI
George Irby
Matthews, NC
Jessica Sexton
Charlotte, NC
Peter Metcalf
South Portland, ME
William Mc Keithan
Southport, NC
Ernest Ross
Charlotte, NC
Charles White
Roanoke, VA
Jana Burke
Atlanta, GA

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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