Seth
Wadley

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#7248403
Investment Advisor
in Chicago, IL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Seth Wadley is a financial advisor based in Chicago, Illinois, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Seth has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorpor, Bank Of America, N.A, Belk, Tgm Consulting, Jcpenney, The Mccallie School, and Outback Steakhouse. Seth has passed the Series 66 regulatory exam and is registered to provide services in California, Illinois, and Texas. Currently, Seth is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Chicago, Illinois. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

500 N Michigan Ave
Chicago, IL 60611

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,271,593,679,276

IL Average: $7,464,549,021
Total Number of Employees

34,934

IL Average: 88
Total Number of Accounts

2,911,578

IL Average: 3,892
Average Account Size

$436,737

IL Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Seth Wadley Work History

2016 - Present (8 years)

Merrill Lynch, Pierce, Fenner & Smith Incorpor

2016 - Present (8 years)

Bank Of America, N.A

2016 - 2016 (< 1 year)

Outback Steakhouse

2015 - 2016 (1 year)

Belk

2014 - 2016 (2 years)

Tgm Consulting

2011 - 2014 (3 years)

Jcpenney

2010 - 2014 (4 years)

The Mccallie School

Disclosures

Please visit the SEC profile of Seth Wadley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Scottsdale, AZ
Stefanos Newman
New York, NY
Armando Flores
Dallas, TX
Nicole Giovanniello
New York, NY
Callum Krach
Baltimore, MD
Jack Cambon
Redding, CA
Joshua Leu
Pasadena, CA
Jonathan Yocum
Saint Paul, MN

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started