Vicki
Sinar

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#1757518
Investment Advisor
in Chicago, IL

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About this Advisor

Vicki Sinar is a financial advisor based out of Chicago, Illinois with 12 years of relevant experience. Sinar is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Sinar holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and can operate in Illinois and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a business that has its headquarters in New York, NY. The company has offices in 3,372 locations and a total of 36,687 financial advisors. It manages $1 trillion in total assets between its 2,864,234 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm serves 4,459 charitable organizations. Of its 2,864,234 client accounts, 23% are held by high-net-worth investors who have greater than $1 million in assets available to invest. The firm has a diverse set of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management largely vary depending on which services the firm provides the client. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc most likely are comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

12 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

110 N Wacker Dr
Chicago, IL 60606

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

IL Average: $7,464,549,021
Total Number of Employees

36,687

IL Average: 88
Total Number of Accounts

2,864,234

IL Average: 3,892
Average Account Size

$381,844

IL Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Vicki Sinar Work History

Vicki has been registered as a financial advisor for 12 years.*

2011 - Present (13 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2011 - Present (13 years)

Bank Of America, N.A

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Vicki Sinar to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Jorgie Fis
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Victoria Deyo
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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